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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-30 |
| AZ | RA | APPROVED | 2022-09-29 |
Branch Locations
4051 E Sunrise Dr Ste 200, Tucson, AZ 85718 • United States
2195 E River Rd [Sa-Rbo], Tucson, AZ 85718 • United States
6920 E Sunrise Dr, Tucson, AZ 85750 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tucson | AZ | 10/2012 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 09/2022 | Present |
THE ROMAN CATHOLIC DIOCESE OF TUCSON; INV RELATED;TUCSON,AZ; RELIGIOUS BOARD; FINANCE COMMITTEE MEMBER; START DATE: 06/01/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-26 |
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