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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-22 |
| CT | RA | APPROVED | 2015-05-06 |
Branch Locations
1048 State Route 9 Ste 2, Queensbury, NY 12804 • United States
421 Troy Schenectady Rd, Latham, NY 12110 • United States
One National Life Drive, Montpelier, VT 05604 • United States
1133 Westchester Ave Suite S-229, White Plains, NY 10604 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equity Services, Inc | Montpelier | VT | 04/2015 | Present |
| National Life Group Of Vermont | Montpelier | VT | 04/2015 | Present |
IWISH NECKLACES NOT INV REL:3 NOTTINGHAM WAY COHOES, NY 12047, RETAIL SALES,OWNER, 2010-2011, LESS THAN 1 MTH,NOT. DURING TRD/HRS, 0%,* EWISHBROKER LLC, WAS SET UP AT THE END OF 2006 AND 2007 TO FACILITATE THE OPERATION OF A SOCIAL NETWORKING WEBSITE NAMED ASKWISH.COM WHICH IS NOW DEFUNCT. THIS LLC REMAINS OPEN ONLY FOR TAX PURPOSES. I DO NOT ACTIVELY WORK IN IT*THOROUGHBRED ADVISORS, LLC. 421 TROY SCHENECTADY RD, LATHAM, NY 12110, INV REL, AGENT 05/2015 TO PRESENT 50 HOURS/WEEK DURING TRADING HOURS I AM AN AGENT SELLING LIFE, DI, HEALTH, LTC, ANNUITIES FOR NUMEROUS INSURANCE COMPANIES UNDER THE DBA THOROUGHBRED ADVISORS LLC*BERKSHIRE FARM CENTER&SERVICES FOR YOUTH,13640 STATE ST 22,CANAAN,NY 12029,BOARD MEMBER,NOT INV RELATED,BFL SUPPORT FOSTER CAMP AND A PUBLIC SCHOOL IN NYS,3/11/2015,4 HRS.MTH,NOT DURING TRD/ HRS,BOARD MEMBER-NON-PROFIT BOARD*UNTAPPED,ORG,3 NOTTINGHAM WAY,COHOES,NY 12047,NOTINV REL,ONGOING,03/01/2019,WESITES,PODCASTS,BLOG,INTERVIEWING INDIVIDUALS TO LEARN ABOUT THEIR INTERESTS AND SUCCESSES,NOT DURING TRD/HRS,0%*EASTERN SON,LLC,421 TROY SCHENECTADY RD, LATHAM, NY 12110,02/15/2021,ONGOING,REAL ESTATE HOLDING CO TO ACT AS LESSOR OF COMMERIAL PROPERTY,SOLE MEMBER,LLC USED TO OWN THE COMMERCIAL BUILDING TO BE PURCHASED FOR OFFICE LOCATION,INV REL,DURING TRD/HRS,0%*COLLEGE FUNDING PROFESSOR,421 TROY SCHENECTADY RD,LATHAM, NY 12110,10/2024,ONGOING,CREATION AND MARKETING OF WEBSITE,NOT INV REL,NOT DURING TRD/HRS,5%*THE SUCCESS COUNCIL PARTNERSHIP WITH RICHARD SASSON,1133 WESTCHESTER AVENUE S-229, WHITE PLAINS, NY 10604, 06/01/2026, ONGOING,NOT INV REL, EMEMBER,GROUP MEETS TO DISCUSS LEADERSHIP,GROWTH, DEVELOPMENT,NOT DURING TRD/HRS,ONCE A MONTH*THE SOCIETY OF FINANCIAL AWARENESS,421 TROY SCHENECTADY RD, LATHAM NY 12110,ONGOING,SEMINAR PRESENTER,SOFA-NONPROFIT,SEMINAR WORKSHOP PRESENTER,NOT INV REL,NOT DURING TRD/HRS,0%*300 FINANCIAL LLC, 421 TROY SCHENECTADY RD, LATHAM NY 12110,07/01/2026,ONGOING,OWNER,INSURANCE,INV REL,DURING TRD/HRS,1 HR/DAY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-26 |
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