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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2009-01-05
  • WI RA
    APPROVED
    Since 2009-01-05

Branch Locations

100 Harborview Plaza Ste C-4, La Crosse, WI 54601 • United States

N16W23217 Stone Ridge Drive Ste 120, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual/United Of Omaha La Crosse WI 07/2003 Present
  • 07/2003 → Present
    Mutual/United Of Omaha
    La Crosse, WI
Other Businesses

Insurance Agent; Start Date: 11/2003: Non-Investment Related; Insurance Lines: Life, Health, Annuity, Long Term Care, Disability, & Critical Illness; Approximately 10 hours per week. Paraplanner for Benjamin Langston - Mutual of Omaha Investor Services Start Date 4/1/2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-29
S63 Uniform Securities Agent State Law Examination 2003-08-08
  • S65 Uniform Investment Adviser Law Examination
    2006-12-29
  • S63 Uniform Securities Agent State Law Examination
    2003-08-08
Other Names
  • Steve Schumacher

View on SEC IAPD

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