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Scott Alley

Edward Jones

Greenwich, CT

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-19
CT RA APPROVED 2015-07-16
  • TX RA
    APPROVED_RES
    Since 2018-12-19
  • CT RA
    APPROVED
    Since 2015-07-16

Branch Locations

79 East Putnam Ave Suite 18, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 06/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-14
S63 Uniform Securities Agent State Law Examination 2004-10-01
  • S65 Uniform Investment Adviser Law Examination
    2015-07-14
  • S63 Uniform Securities Agent State Law Examination
    2004-10-01
Other Names
  • Scott Vincent Alley

View on SEC IAPD

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KEVIN M NICHOLS
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CHRISTINE MARIE HARSAGHY
ANTONIO DEBARROS
ASHLEY CHRISTINE ANGELO
SARAH A WILLIAMS

Other Offices

PARSIFAL CAPITAL MANAGEMENT, LP · GREENWICH, CT
MARCH ALTUS CAPITAL MANAGEMENT LP · GREENWICH, CT
BRX GLOBAL · GREENWICH, CT
MORGAN STANLEY · Greenwich, CT
MAIN STREET RESEARCH LLC · Greenwich, CT
ENDEAVOUR CAPITAL ADVISORS INC. · GREENWICH, CT
AXIOM ASSET ADVISORS, LLC · GREENWICH, CT
SEARLE & CO. · GREENWICH, CT

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