Joshua Richard Carstens

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 12/2018
  Rwbaird
  Peoria, IL
• 01/2019 → 10/2019
  Td Ameritrade
  Oro Valley, AZ
• 12/2019 → Present
  Baird
  Peoria, IL

Previous Registrations

• 2019-01-17 → 2019-10-17
  Td Ameritrade, Inc.
  Tucson, AZ
• 2019-01-17 → 2019-10-17
  Td Ameritrade Investment Management, Llc
  Tucson, AZ
• 2015-11-06 → 2019-01-11
  Robert W. Baird & Co. Incorporated
  Peoria Heights, IL
  Tucson, AZ
  Peoria Heights, IL
• 2010-05-21 → 2015-11-11
  Benjamin F. Edwards & Company, Inc.
  St. Louis, MO
  Peoria, IL
• 2009-11-16 → 2010-05-24
  Bfe Asset Management, Llc
  St. Louis, MO

Other Businesses

Name/Address: Rental Home 225 W Clark St Morton IL 61550 Start Date: 3/1/20 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Rental Property Owner Non Investment Related

Exams

• S66 Uniform Combined State Law Examination
  2007-03-09
• S63 Uniform Securities Agent State Law Examination
  2003-11-06

Other Names

• Joshua Richard Carstens