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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-01-13 |
| AZ | RA | APPROVED | 2020-01-07 |
| IL | RA | APPROVED | 2020-01-02 |
| TX | RA | APPROVED_RES | 2020-01-02 |
Branch Locations
4617 North Prospect Road, Peoria Heights, IL 61616 • United States
Washington, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rwbaird | Peoria | IL | 11/2015 | 12/2018 |
| Td Ameritrade | Oro Valley | AZ | 01/2019 | 10/2019 |
| Baird | Peoria | IL | 12/2019 | Present |
Name/Address: Rental Home 225 W Clark St Morton IL 61550 Start Date: 3/1/20 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Rental Property Owner Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-06 |
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