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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

420 Throckmorton St, Fort Worth, TX 76102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fort Worth TX 10/2012 Present
Tat Sauce Aledo TX 02/2018 07/2022
Gt1 Strategies, Llc Azle TX 06/2023 Present
Jpmorgan Chase Bank, N.A. Fort Worth TX 11/2002 Present
  • 10/2012 → Present
    Fort Worth, TX
  • 02/2018 → 07/2022
    Tat Sauce
    Aledo, TX
  • 06/2023 → Present
    Gt1 Strategies, Llc
    Azle, TX
  • 11/2002 → Present
    Jpmorgan Chase Bank, N.A.
    Fort Worth, TX
Previous Registrations
  • 2006-04-11 → 2012-10-01
    Chase Investment Services Corp.
    Granbury, TX
    Ft. Worth, TX
    Ft. Worth, TX
    Granbury, TX
    Fort Worth, TX
    Ft. Worth, TX
    Ft. Worth, TX
    Ft. Worth, TX
Other Businesses

Entity Name: CLHP, LLC Investment related: No Address: PO Box 58 Aledo, TX 76008 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: holding commercial property Entity Name: GT1 Strategies, LLC Investment related: No "Address: 108 Sablewood Court Azle, TX 76020" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/29/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Business to acquire commercial real estate. Entity Name: Self Investment related: No "Address: S Fm 5 Aledo, TX 76008" Nature of the other business: Entertainment Position/Title/Relationship: Employee/Contractor Start Date: 07/14/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Music- I play country music for local venues and they pay me personally. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 4/29/2014 ADDRESS: 144 SAGINAW, TX. DETAILS: rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-10
S63 Uniform Securities Agent State Law Examination 2003-09-11
  • S65 Uniform Investment Adviser Law Examination
    2006-04-10
  • S63 Uniform Securities Agent State Law Examination
    2003-09-11

View on SEC IAPD

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