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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-14 |
| IL | RA | APPROVED | 2019-03-04 |
Branch Locations
2655 Warrenville Road, Ste 110, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Downers Grove | IL | 06/2014 | Present |
| Masus Financial Group, Ltd. | Batavia | IL | 08/2015 | 11/2019 |
| Lpl Financial Llc | Batavia | IL | 04/2015 | 11/2016 |
1.02/20/2020; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Professional Wealth Advisors, LLC; Investment Related; at Reported Business Location(s); Start Date 12/13/2019; 160hrs/mth; 140hrs during trading 2.02/21/2020; Investment products and services are offered through LPL Financial LLC using the DBA/trade name PWA; Investment Related; at Reported Business Location(s); Start Date 02/20/2020; 160hrs/mth; 6hrs during trading 3.08/30/2023; PWA Financial Services; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/04/2023; 20hrs/mth; 15hrs during trading 4.04/23/2026; Komperda Insurance Group; Non-Variable Insurance; Investment Related; at Reported Business Location(s); 20hrs/mth; 5hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-08 |
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