Kelvin John Pettaway

Current Employers

Employment History

• 09/2014 → 01/2023
  Morgan Stanley
  Atlanta, GA
• 01/2015 → 01/2023
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2023 → Present
  Ameriprise Financial Services, Llc
  Alpharetta, GA

Previous Registrations

• 2014-09-15 → 2023-01-31
  Morgan Stanley
  Atlanta, GA
  Alpharetta, GA
• 2011-10-24 → 2014-09-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA
  Alpharetta, GA
• 2011-01-05 → 2011-08-19
  Morgan Stanley
  Alpharetta, GA

Other Businesses

Business Ownership; Pettaway Legacy Partners, LLC; This is a LLC for accounting for my Ameriprise business - revenues, expenses,; LLC for accounting and taxes purposes; 3015 Madison Way, , Roswell, GA, 30076; Investment-Related; 12/28/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; The Atlanta Jazz Festival; Board Member; 160 Trinity Avenue SW, suite 2100, , Atlanta, GA, 30303; Not Investment-Related; 04/01/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Pettaway Legacy Partners, LLC; President Sole Owner - This is a LLC for accounting for my Ameriprise business - revenues, expenses,; ; 3015 Madison Way, , Roswell, GA, 30076; Investment-Related; 12/28/2022; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Leading a Financial Education Group at my church Eagles Nest; Co-lead a predetermined educational program for church members who desire to better understand budgeting, investments, and a high-level discussion of what financial planning is and the benefits. No advice is offered, and no specific recommendations are given.; 3015 Madison Way, Roswell Georgia, Virtual, Roswell, GA, 30076; Investment-Related; 03/19/2025; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2010-12-23

Other Names

• Kelvin J. Pettaway
• Kelvin John Pettaway
• Kelvin Pettaway