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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-06 |
| NJ | RA | APPROVED | 2018-06-06 |
| FL | RA | APPROVED | 2009-05-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Ocala | FL | 03/2009 | Present |
1. 1/6/2012: NON-VARIABLE INSURANCE - WOODALL AND ASSOCIATES, LLC - WILL BE OFFERING P&C INSURANCE AS A SUPPLEMENT TO INCOME. - TIME SPENT 8% - OCALA, FL. 2. 1/13/2012: DBA ONLY - WOODALL AND ASSOCIATES, LLC - OCALA, FL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-04 |
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