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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-07-01
  • MO RA
    APPROVED
    Since 2024-07-01

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buckingham Strategic Wealth Clayton MO 02/2007 07/2024
Bam Advisor Services, Llc Clayton MO 02/2007 12/2020
Focus Partners Wealth, Llc Boston MA 07/2024 11/2025
Focus Partners Wealth, Llc Boston MA 11/2025 Present
Previous Registrations
  • 2007-03-19 → 2024-07-01
    Buckingham Strategic Wealth, Llc
    St Louis, MO
  • 2007-03-19 → 2024-06-28
    St. Louis, MO
  • 2006-10-02 → 2007-03-20
    Bam Advisor Services Llc
    Clayton, MO
  • 2006-10-17 → 2007-03-20
    Buckingham Asset Management Inc
    Clayton, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-25
S63 Uniform Securities Agent State Law Examination 2003-10-08
  • S65 Uniform Investment Adviser Law Examination
    2006-09-25
  • S63 Uniform Securities Agent State Law Examination
    2003-10-08

View on SEC IAPD

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