James Thomas Nelson

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 04/2019
  G.F. Investment Services, Llc.
  Sarasota, FL
• 09/2013 → 04/2019
  Global Financial Private Capital
  Sarasota, FL
• 06/2011 → Present
  Dividend Wealth Management
  Land O Lakes, FL
• 04/2019 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 04/2019 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2013-09-11 → 2019-04-24
  Global Financial Private Capital, Inc.
  Land O Lakes, FL
  Sarasota, FL
  Tampa, FL
  Land O Lakes, FL
• 2007-06-05 → 2013-09-23
  Independent Financial Partners
  Tampa, FL
  Land O Lakes, FL

Other Businesses

(1) DIVIDEND WEALTH MANAGEMENT; 4301 Anchor Plaza Parkway, Ste 450, Tampa FL 33634; FIXED INSURANCE SALES AND SERVICE; 15% OF TIME SPENT IN ACTIVITIES INVOLVING THE BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-26
• S63 Uniform Securities Agent State Law Examination
  2003-09-08

Other Names

• Jim Thomas Nelson