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Miguel Enrique Hernandez

Ubs Financial Services Inc.

San Juan, PR

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2021-01-28
  • PR RA
    APPROVED
    Since 2021-01-28

Branch Locations

250 Munoz Rivera Avenue, San Juan, PR 00918 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Juan PR 07/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-20
  • S65 Uniform Investment Adviser Law Examination
    2021-01-20
Other Names
  • Miguel E Hernandez
  • Miguel E Hernandez Brunet
  • Miguel Enrique Hernandez Brunet

View on SEC IAPD

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Other Offices

KOVACK ADVISORS, INC. · San Juan, PR
CEFI CAPITAL, LLC · SAN JUAN, PR
OWLCREST PARTNERS LLC · SAN JUAN, PR
OSAIC WEALTH, INC. · SAN JUAN, PR
NPA ASSET MANAGEMENT, LLC · SAN JUAN, PR
TRANSAMERICA FINANCIAL ADVISORS, LLC · SAN JUAN, PR
NEGRON-RAMOS LLC · SAN JUAN, PR
PR FIVE WEALTH MANAGEMENT LLC · SAN JUAN, PR

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