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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-12 |
| TX | RA | APPROVED | 2026-05-11 |
Branch Locations
5041 La Mart Dr Ste 100, Riverside, CA 92507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Highland | CA | 05/2007 | 07/2017 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 07/2017 | 05/2026 |
| Lpl Financial Llc | Riverside | CA | 05/2026 | Present |
1. 04/2026 - Aveum Point Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Riverside CA 92507 - 160 Hrs/Mth - 120 Hrs During Trading - OBA start date: 5/4/2026 2. 04/2026 - Aeveum Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 40 Hrs/Mth - 40 Hrs During Trading - OBA start date: 5/4/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-28 |
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