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Jeremy Chris Garduno

LPl Financial LLC

Riverside, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-12
TX RA APPROVED 2026-05-11
  • CA RA
    APPROVED
    Since 2026-05-12
  • TX RA
    APPROVED
    Since 2026-05-11

Branch Locations

5041 La Mart Dr Ste 100, Riverside, CA 92507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Highland CA 05/2007 07/2017
Wells Fargo Clearing Services, Llc San Diego CA 07/2017 05/2026
Lpl Financial Llc Riverside CA 05/2026 Present
Previous Registrations
  • 2017-07-26 → 2026-05-18
    San Diego, CA
    Riverside, CA
    Riverside, CA
    San Bernardino, CA
    Redlands, CA
    Irvine, CA
    Irvine, CA
    Riverside, CA
    Riverside, CA
    Palm Desert, CA
    Palm Desert, CA
  • 2007-05-29 → 2017-08-03
    San Jose, CA
    Loma Linda, CA
    Redlands, CA
    Redlands, CA
    Highland, CA
    Colton, CA
    San Antonio, TX
    Colton, CA
    Fountain Valley, CA
    San Francisco, CA
    Loma Linda, CA
    Highland, CA
    Fresno, CA
  • 2006-01-26 → 2007-05-29
    Citicorp Investment Services
    Highland, CA
    Highland, CA
Other Businesses

1. 04/2026 - Aveum Point Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Riverside CA 92507 - 160 Hrs/Mth - 120 Hrs During Trading - OBA start date: 5/4/2026 2. 04/2026 - Aeveum Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 40 Hrs/Mth - 40 Hrs During Trading - OBA start date: 5/4/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-25
S63 Uniform Securities Agent State Law Examination 2004-01-28
  • S65 Uniform Investment Adviser Law Examination
    2006-01-25
  • S63 Uniform Securities Agent State Law Examination
    2004-01-28
Designations
Other Names
  • Jeremy Garduno

View on SEC IAPD

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