Jeremy Chris Garduno

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 07/2017
  Citigroup Global Markets Inc.
  Highland, CA
• 07/2017 → 05/2026
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 05/2026 → Present
  Lpl Financial Llc
  Riverside, CA

Previous Registrations

• 2017-07-26 → 2026-05-18
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  Riverside, CA
  Riverside, CA
  San Bernardino, CA
  Redlands, CA
  Irvine, CA
  Irvine, CA
  Riverside, CA
  Riverside, CA
  Palm Desert, CA
  Palm Desert, CA
• 2007-05-29 → 2017-08-03
  Citigroup Global Markets Inc.
  San Jose, CA
  Loma Linda, CA
  Redlands, CA
  Redlands, CA
  Highland, CA
  Colton, CA
  San Antonio, TX
  Colton, CA
  Fountain Valley, CA
  San Francisco, CA
  Loma Linda, CA
  Highland, CA
  Fresno, CA
• 2006-01-26 → 2007-05-29
  Citicorp Investment Services
  Highland, CA
  Highland, CA

Other Businesses

1. 04/2026 - Aveum Point Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Riverside CA 92507 - 160 Hrs/Mth - 120 Hrs During Trading - OBA start date: 5/4/2026 2. 04/2026 - Aeveum Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 40 Hrs/Mth - 40 Hrs During Trading - OBA start date: 5/4/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-25
• S63 Uniform Securities Agent State Law Examination
  2004-01-28

Designations

• Certified Financial Planner

Other Names

• Jeremy Garduno