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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-29 |
| AZ | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Glendale | AZ | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Glendale | AZ | 03/2004 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/16/2014 ADDRESS: 6608 GLENDALE, AZ. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): NONE HOURS DURING TRADING: NONE INVESTMENT RELATED: YES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-11 |
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