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Gregg Matthew Cummings

Morgan Stanley

St. Paul, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-01
MN RA APPROVED 2014-02-05
  • TX RA
    APPROVED_RES
    Since 2016-11-01
  • MN RA
    APPROVED
    Since 2014-02-05

Branch Locations

380 Saint Peter Street Suite 1000, St. Paul, MN 55102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney St.PAul MN 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    St.PAul, MN
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

Business / Company;Sole Proprietor / Owner / Partner; As of 01/2014;Roseville, MN;During business hours 0; After business hours 2.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-11
S63 Uniform Securities Agent State Law Examination 2000-01-27
  • S65 Uniform Investment Adviser Law Examination
    2000-02-11
  • S63 Uniform Securities Agent State Law Examination
    2000-01-27

View on SEC IAPD

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Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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