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Philip H Peters

Morgan Stanley

Sarasota, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-06
FL RA APPROVED 2020-01-17
CT RA APPROVED 2016-10-21
  • TX RA
    APPROVED_RES
    Since 2022-09-06
  • FL RA
    APPROVED
    Since 2020-01-17
  • CT RA
    APPROVED
    Since 2016-10-21

Branch Locations

2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Stamford CT 09/2009 10/2016
Morgan Stanley Smith Barney Llc Sarasota FL 10/2016 Present
Morgan Stanley Private Bank, N.A. New York NH 11/2016 Present
  • 09/2009 → 10/2016
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Stamford, CT
  • 10/2016 → Present
    Morgan Stanley Smith Barney Llc
    Sarasota, FL
  • 11/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-09
S63 Uniform Securities Agent State Law Examination 2009-07-02
  • S65 Uniform Investment Adviser Law Examination
    2009-10-09
  • S63 Uniform Securities Agent State Law Examination
    2009-07-02
Other Names
  • Philip Homer Peters
  • Philip Homer Peters
  • Philip H Peters

View on SEC IAPD

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