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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-12-11 |
Branch Locations
260 Ocean Ave, Laguna Beach, CA 92651 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
5 Park Plaza 19Th Fl [Xl-Rbo], Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Orange County | CA | 12/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Orange County | CA | 11/2016 | Present |
PENGUIN PROPERTIES, INC. INVESTMENT RELATED; LA QUINTA, CA; LLC FOR PROPERTY MANAGEMENT; START 7/2012; 100% OWNERSHIP WITH SPOUSE; 1 HR DEVOTED PER MONTH. RENTAL PROPERTY; INV. RELATED; LA QUINTA,CA; 100% OWNERSHIP W/SPOUSE; START 7/2/2012; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; LAKE ARROWHEAD,CA; 100% OWNERSHIP W/SPOUSE; START 11/1/2010; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY, INV RELATED, ST. THOMAS, VIRGIN ISLANDS, 100% OWNERSHIP, START 12/1/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RUBY RIDGE, LLC, INVT RELATED, LAGUNA BEACH, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 9/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, PROPERTY MANAGEMENT, ACCEPT CALLS FROM PROPERTY MANAGEMENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-02 |
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