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Rey Louie Carandang

Raymond James & Associates, Inc.

Newport Beach, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-07
TX RA APPROVED 2026-07-06
  • CA RA
    APPROVED
    Since 2026-07-07
  • TX RA
    APPROVED
    Since 2026-07-06

Branch Locations

620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities, Inc. Costa Mesa CA 03/2011 08/2023
Ameriprise Financial Services, Llc Costa Mesa CA 08/2023 07/2026
Raymond James & Associates, Inc. Newport Beach CA 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-10
S63 Uniform Securities Agent State Law Examination 2004-06-29
  • S65 Uniform Investment Adviser Law Examination
    2005-11-10
  • S63 Uniform Securities Agent State Law Examination
    2004-06-29

View on SEC IAPD

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