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Carmen Valverde-Gill

Edward Jones

Cottonwood Heights, UT

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-24
UT RA APPROVED 2017-04-13
  • TX RA
    APPROVED
    Since 2026-02-24
  • UT RA
    APPROVED
    Since 2017-04-13

Branch Locations

7135 Highland Dr Suite 100 A, Cottonwood Heights, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Salt Lake City UT 04/2015 10/2016
Bank Of America, N.A. Salt Lake City UT 09/2015 10/2016
Edward Jones St Louis MO 04/2017 Present
Unemployed Salt Lake City UT 11/2016 03/2017
  • 04/2015 → 10/2016
    Merrill Lynch, Pierce, Fenner & Smith
    Salt Lake City, UT
  • 09/2015 → 10/2016
    Bank Of America, N.A.
    Salt Lake City, UT
  • 04/2017 → Present
    Edward Jones
    St Louis, MO
  • 11/2016 → 03/2017
    Unemployed
    Salt Lake City, UT
Previous Registrations
  • 2015-08-25 → 2016-10-10
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Salt Lake City, UT
  • 2007-01-09 → 2008-09-04
    Banc Of America Investment Services, Inc.
    Palo Alto, CA
    Menlo Park, CA
  • 2006-01-16 → 2007-01-17
    Wells Fargo Investments, Llc
    Woodside, CA
    Palo Alto, CA
    Woodside, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-21
S63 Uniform Securities Agent State Law Examination 2005-12-12
  • S66 Uniform Combined State Law Examination
    2015-08-21
  • S63 Uniform Securities Agent State Law Examination
    2005-12-12
Designations
Other Names
  • Carmen R Valverde
  • Carmen Rosa Valverde
  • Carmen Valverde

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · Cottonwood Heights, UT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COTTONWOOD HEIGHTS , UT
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COTTONWOOD HEIGHTS, UT
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