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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-08-31
  • FL RA
    APPROVED
    Since 2016-08-31

Branch Locations

201 Alhambra Cir Ste 1402, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Advisory Services, Inc Atlanta GA 08/2016 Present
Truist Investment Services, Inc. Atlanta GA 07/2015 Present
Truist Investment Services, Inc Miami FL 12/2019 Present
  • 08/2016 → Present
    Atlanta, GA
  • 07/2015 → Present
    Truist Investment Services, Inc.
    Atlanta, GA
  • 12/2019 → Present
    Truist Investment Services, Inc
    Miami, FL
Previous Registrations
  • 2019-12-23 → 2021-02-17
    Bb&T Securities, Llc
    Miami, FL
    Miami, FL
    Richmond, VA
    Richmond, VA
Other Businesses

BRIGHTER DAYS PPEC POSITION: Owner/Partner NATURE: Brighter days is a school for children with special needs. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2022 ADDRESS: Melbourne FL, United States DESCRIPTION: This is a family business with my sister and brother-in-law. I am investing in the business but will not be involved in day-to-day operations. LUMARA HOLDINGS LLC POSITION: Owner NATURE: Personal holding company that will own the shares of the Brighter Days PPEC school. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2022 ADDRESS: Miami FL, United States DESCRIPTION: It's a personal Holding company that will be used for capital injections and the receipt of dividends for the Brighter days PPEC school. JUNIOR ACHIEVEMENT OF MIAMI POSITION: Board Member NATURE: JA is a non-profit organization that focuses on delivering financial literacy to students in underserved communities. It's national organization and i will be serving on the executive board of the Miami Chapter. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/21/2024 ADDRESS: Miami FL, United States DESCRIPTION: Attend 4 board meetings a year. Also help drive Truist Teammate engagement in volunteer events. BRIGHTER DAYS PPEC OF PALM BAY POSITION: CEO NATURE: Brighter days is a PPEC which is a Prescribed Pediatric Extended Care Facility. This is the second location to Brighter Days PPEC. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2024 ADDRESS: Palm Bay FL, United States DESCRIPTION: This is jointly owned with my sister and brother-in-law; I am not involved in day-to-day operations. I occasionally review financials to track performance. BEHAVIOR HEIGHTS, CORP POSITION: CFO NATURE: Behavior therapy business to support Brighters days PPEC which is an approved OBA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2023 ADDRESS: Palm Bay FL, United States DESCRIPTION: This is jointly owned with my sister and brother-in-law and they run the day-to-day operations. BRIGHTER DAYS TRANSPORTATION SERVICES LLC POSITION: Owner NATURE: Transportation service for Brighter Days PPEC which is an approved OBA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/13/2023 ADDRESS: Melbourne FL, United States DESCRIPTION: This is jointly owned with my sister and Brother-in-law and they run the business. FLORIDA INTERNATIONAL BUSINESS ASSOCIATION POSITION: Board Member NATURE: About FIBA - FIBA is a non-profit trade association and international center for financial excellence. The core of FIBA's work is education; FIBA applies practical ideas and real-world solutions to train and certify thousands in anti-money laundering compliance. FIBA is recognized by the financial services industry, regulators and law enforcement as a Center for Excellence for its knowledge and expertise in anti-money laundering compliance and its high-level education and training programs. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2026 ADDRESS: Miami, FL, United States DESCRIPTION: Board Member. Discuss industry challenges and help drive member engagement

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-11
  • S66 Uniform Combined State Law Examination
    2003-09-11
Other Names
  • Lou Arango
  • Luis Fernando Arango
  • Luis Fernando Arango

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