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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-17 |
| WA | RA | APPROVED | 2004-05-20 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Maple Valley, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Seattle | WA | 03/2008 | Present |
(1) ROTARY BELLEVUE; ADDRESS: PO BOX 523 BELLEVUE, WA 98207; BUSINESS DESCRIPTION: BUSINESS ORGANIZATION; NOT INVESTMENT RELATED; START DATE: 04/06/2002; CAPACITY: EMPLOYEE; DUTIES: COMMUNITY SERVICE; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: Wbalz, LLC ADDRESS: 21404 SE 265th ST Maple Valley WA 98038-3154 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Nov 01, 2025 CAPACITY: Other DUTIES: I am one of four partners of the LLC. My role is to help fund the purchase of the residential real estate and the costs to fix up and remodel before selling. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-28 |
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