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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-07-28 |
| FL | RA | APPROVED | 2007-05-14 |
Branch Locations
1819 Main St, Sarasota, FL 34236 • United States
Sarasota, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Sarasota | FL | 05/2007 | Present |
| Bank Of America, N.A. | Sarasota | FL | 05/2011 | Present |
I*6260For profit or not for profit: Name of outside business organization: T StreetInvestment related: Address of business:Sarasota, Florida 34237Nature of business: ,Position, title, association: , Start date of relationship: 7/3/2017Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0Duties: I*6393FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: Rental propertyINVESTMENT RELATED: ADDRESS OF BUSINESS:BRADENTON, FLORIDA 34207NATURE OF BUSINESS: ,POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 6/4/2018NUMBER OF HOURS DEVOTED: 0 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I*8295For profit or not for profit: Name of outside business organization: rental propertyInvestment related: Address of business:Sarasota, Florida 34231Nature of business: ,Position, title, association: , Start date of relationship: 6/20/2019Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties: I*1527287For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Sarasota, Florida, 34233, United StatesNature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 11/1/2023Number of hours devoted: 1 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: I*: 2047280Entity Type: Rental Property Name of OBA: Rental Property 2Address: Boone, North CarolinaInvestment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 10/2024Number of Hours: 2 hrs annuallyNumber of Hours during trading: 0 Duties: I*2930268, Entity Type: , Name of OBA: Rental Property 3, Address: Sarasota, Florida, 34238, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 01/01/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-30 |
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