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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-05-31
  • TX RA
    APPROVED
    Since 2011-05-31

Branch Locations

790 S Watters Rd Ste 100, Allen, TX 75013 • United States

450 Century Parkway Suite 253, Allen, TX 75013 • United States

Mckinney, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ricker Retirement Specialists Garland TX 07/2003 Present
Lpl Financial Llc Garland TX 05/2011 Present
  • 07/2003 → Present
    Ricker Retirement Specialists
    Garland, TX
  • 05/2011 → Present
    Garland, TX
Previous Registrations
  • 2005-01-07 → 2011-06-03
    Securities America Advisors, Inc.
    Garland, TX
    Garland, TX
Other Businesses

1. 05/31/2011 - RICKER RETIREMENT SPECIALISTS - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA - Time Spent 100% - INSURANCE SALES: ANNUITY & LIFE. 2. 1/23/2014 - THE FARQUHARSON FAMILY IRREVOCABLE TRUST - Investment Related - ACT IN A FIDUCIARY CAPACITY - Time Spent 1% - SISTER. 3. 09/10/2019 - Saturday Everyday - At reported business location(s) - Investment related - Author - start date:09/03/2019 - 4 hrs/mo - 0 hrs during trading. 4. 12/19/2019 - Saturday Everyday - Investment Related - On-site for organizations, public venues TBD. - Other-Public Speaking - Started 12/02/2019 - 1 Hour Per Month/0 Hours During Securities Trading 5. 12/27/2019 - North Texas Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2020 - 40 Hours Per Month/8 Hours During Securities Trading. 6. 03/15/2022 - Sidestick, LLC - Not Investment Related - 2904 Sweet Harmony Court, TX 75069 - Business Entity For Tax/Investment Purposes Only - Start Date - 02/04/2022 - 1 Hours Per Month/0 Hours During Securities Trading. 7. 03/15/2022 - Crews Acquisitions, LLC - Not Investment Related - Broken Bow, OK 74728 - Real Estate Rental - Start Date - 10/16/2017 - 10 Hours Per Month/0 Hours During Securities Trading. 8. 04/25/2025 - Watters 790 LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental -Start Date:05/01/2020 - 1 Hour Per Month/ 0 Hours During Trading 9. 02/04/2026 - HV Marketplace LLC - Real Estate Rental - Highland Village, TX - Investment Related - Start Date 02/02/2026 - 1 hour per month/ 0 hours during trading 10. 02/04/2026 - Watters 790 LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 05/01/2020 - 1 hour per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-30
  • S66 Uniform Combined State Law Examination
    2004-09-30
Designations
Other Names
  • Mike Crews

View on SEC IAPD

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