Anderson Baten Brooks

Current Employers

Employment History

• 11/2014 → Present
  Pilot Wealth Advisors, Llc
  Carrollton, TX
• 11/2017 → Present
  Osaic Wealth, Inc.
  Allen, TX

Other Businesses

1. ANDERSON B BROOKS INSURANCE AGENCY POSITION: Producer NATURE: Insurance Agency - offering insurance products consistent with my Texas Resident Producer license as General Lines Agent for Life, Accident, Health and HMO. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2014 ADDRESS: 301 S Cedar Drive, Alen TX 75002, United States DESCRIPTION: I prospect and close sales for Medicare Supplement, Medicare Prescription Drug and Medicare Advantage plans. I also prospect and sell Long-Term Care, Short Term Care and other ancillary insurance polices. 2. PILOT WEALTH ADVISORS, LLC POS: Sole Member NATURE: LLC INVESTMENT RELATED: No # OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 9/24/14 ADDY :Allen TX 75013 DESCRIPT: sole member of LLC. 3. CLASS INSTRUCTION FOR ADULT FINANCIAL EDUCATION SERVICES POS: Presenter NATURE: Adult Financial Education Foundation (AFES), a NPO, will not allow me to promote any of my financial and insurance services. I am to present content material only. INVESTMENT RELATED: No # OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 11/11/2024 ADDY: Allen TX 75002 DESCRIPT: I will be presenting a class entitled "Maximizing Your Social Security". I will be responsible to paying any cost towards venue rental & to reproduce course materials for the students at no charge to them. 4. BROOKS LEGACY PLANNING POS: Independent Contractor NATURE: SP - My activities will be limited to referring clients to an attorney to obtain a trust document and perhaps assisting in gathering requested information in cooperation with an attorney or ITS. INVESTMENT RELATED: No # OF HRS: 9 SECURITIES TRADING HRS: 0 START DATE: 1/1/25 ADDY: Allen TX 75002 DESCRIPT: The services of ITS provide online access for a grantor to establish and administer a trust. The online ITS processing platform is referred as "The eStatePlan". My responsibilities would include an initial presentation to a public audience and/or a private one-on-one meeting to present the benefits of creating an eStatePlan trust. The client sets up and registers a new trust on the ITS website using my office computer. Once the payment is made to ITS, the trust is created. Attendees self-enroll, I don't handle their payment process. The client will then leave my office and upon returning home the client uses their computer to log back into the ITS eStatePlan system to begin funding their trust. ITS personnel will help clients fund their trust in separate Zoom meetings before completing a final review with an attorney. Every interaction with a trust is completed by the client on their computer. ITS tracks IP addresses with a day and time stamp for proof of interaction. My only trust activities will be limited to presenting the concept of a trust to the general public including my securities clients. I would be referring persons to the ITS eStatePlan only. The client would be able to choose their attorney-of-record from a pool of available attorneys. I am not an attorney and I will not represent to anyone that I am attorney including conducting or offering the services of a licensed attorney. I will represent in written and verbal disclosures that I am not an attorney. I will use separate business cards, separate email; Andy@BrooksLegacyPlanning.com. I plan to use social media using sites already registered with Osaic Wealth. I plan to request an outside business activity to become a Texas Notary Public to assist clients with completing their trust documents after an attorney review. 5. INVESTMENT SERVICES CENTER POSITION: Advisor NATURE: Sole Proprietorship owned by Shirley White-Stevens. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/25/2021 ADDRESS: 301 S. Cedar Ln, Allen TX 75002, United States DESCRIPTION: Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  2021-01-22