David Neftali Acosta

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-10-20

TX RA
APPROVED

Since 2016-10-20

Branch Locations

1204 Angel Pkwy, Allen, TX 75002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hd Vest Investment Services	Irving	TX	03/2015	10/2016
Hd Vest Advisory Services	Irving	TX	03/2015	10/2016
Jp Morgan Securities Llc	Plano	TX	10/2016	Present

03/2015 → 10/2016

Hd Vest Investment Services

Irving, TX
03/2015 → 10/2016

Hd Vest Advisory Services

Irving, TX
10/2016 → Present

Jp Morgan Securities Llc

Plano, TX

Previous Registrations

2015-03-25 → 2016-10-14

Avantax Advisory Services

Irving, TX
2011-04-18 → 2015-02-19

Usaa Financial Planning Services

Addison, TX
2010-09-23 → 2011-03-14

Strategic Advisers Llc

Westlake, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-22
S63	Uniform Securities Agent State Law Examination	2007-11-21

S66 Uniform Combined State Law Examination

2010-09-22
S63 Uniform Securities Agent State Law Examination

2007-11-21

Other Names

David N Acosta

View on SEC IAPD

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Other Investors

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JUDD WRIGHT KEARBY

Chapman Buck King

Willard Andrew Nopper

ANDERSON BATEN BROOKS

Conor C Shepard

STEVEN JOSEPH DAWSON

Other Offices

CLEAR AND SIMPLE FINANCIAL GROUP LLC · Allen, TX

J.P. MORGAN SECURITIES LLC · ALLEN, TX

WELLS FARGO CLEARING SERVICES, LLC · ALLEN, TX

CETERA INVESTMENT ADVISERS LLC · Plano, TX

EDWARD JONES · LUCAS, TX

OSAIC WEALTH, INC. · ALLEN, TX

ADVISOR RESOURCE COUNCIL · Allen, TX

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ALLEN, TX

More in Allen, TX

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