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Richard Andrew Stamps

Tiaa-Cref Individual & Institutional Services, LLC

Birmingham, AL

Oneonta, AL

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-25
AL RA APPROVED 2018-01-10
  • TX RA
    APPROVED_RES
    Since 2025-08-25
  • AL RA
    APPROVED
    Since 2018-01-10

Branch Locations

2545 Highland Avenue Suite 100, Birmingham, AL 35205 • United States

Oneonta, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc Indianapolis IN 07/2014 11/2016
Lincoln Financial Advisors Iuka MS 12/2016 12/2017
First Allied Advisory Services, Inc. Indianapolis IN 07/2014 11/2016
Tiaa Birmingham AL 12/2017 Present
Tiaa-Cref Individual & Institutional Services, Llc Birmingham AL 12/2017 Present
Brunette & Associates, Llc Indianapolis IN 07/2014 11/2016
  • 07/2014 → 11/2016
    First Allied Securities, Inc
    Indianapolis, IN
  • 12/2016 → 12/2017
    Lincoln Financial Advisors
    Iuka, MS
  • 07/2014 → 11/2016
    First Allied Advisory Services, Inc.
    Indianapolis, IN
  • 12/2017 → Present
    Tiaa
    Birmingham, AL
  • 12/2017 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Birmingham, AL
  • 07/2014 → 11/2016
    Brunette & Associates, Llc
    Indianapolis, IN
Previous Registrations
  • 2016-12-21 → 2017-12-18
    Osaic Fa, Inc.
    Iuka, MS
    Iuka, MS
    Fort Wayne, IN
  • 2014-07-29 → 2016-11-28
    First Allied Advisory Services, Inc.
    Indianapolis, IN
  • 2009-05-04 → 2014-08-01
    Oneamerica Securities, Inc.
    Indianapolis, IN
    Indianapolis, IN
  • 2006-04-25 → 2009-03-10
    Edward Jones
    St Louis, MO
    Mooresville, IN
  • 2003-02-04 → 2006-04-17
    Charles Schwab & Co., Inc.
    Fishers (Indianapolis), IN
    Fishers (Indianapolis), IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-03
  • S66 Uniform Combined State Law Examination
    2000-03-03
Other Names
  • Richard A Stamps
  • Richard Andrew Stamps
  • Richard Andrew Stamps
  • Richard Andrew Stamps
  • Richard Andrew Stamps

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
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PFS INVESTMENTS INC. · HOOVER, AL

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