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Christian Matthew Del Giorgio

Osaic Institutions, Inc.

Fountain Valley, CA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-07
  • CA RA
    APPROVED
    Since 2025-02-07

Branch Locations

18430 Brookhurst St. Suite 201D, Fountain Valley, CA 92708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schoolsfirst Federal Credit Union Tustin CA 03/2011 12/2024
Cuna Brokerage Services, Inc. Waverly IA 04/2011 12/2024
Lpl Financial Llc Fountain Valley CA 05/2022 12/2024
Osaic Investments, Inc. Meriden CT 01/2025 Present
  • 03/2011 → 12/2024
    Schoolsfirst Federal Credit Union
    Tustin, CA
  • 04/2011 → 12/2024
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → 12/2024
    Lpl Financial Llc
    Fountain Valley, CA
  • 01/2025 → Present
    Osaic Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2022-05-18 → 2024-12-23
    Lpl Financial Llc
    Fountain Valley, CA
  • 2011-04-26 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Tustin, CA
    Tustin, CA
    Fountain Valley, CA
    Irvine, CA
    Mission Viejo, CA
    Mission Viejo, CA
    San Juan Capistrano, CA
    Mission Viejo, CA
    San Juan Capistrano, CA
    Mission Viejo, CA
    Fountain Valley, CA
  • 2009-02-13 → 2010-11-10
    Quest Capital Strategies, Inc.
    Placetia, CA
    Laguna Hills, CA
    Laguna Hills, CA
  • 2006-06-23 → 2009-02-17
    Woodbury Financial Services, Inc.
    Santa Margarita, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-18
S63 Uniform Securities Agent State Law Examination 2003-12-22
  • S66 Uniform Combined State Law Examination
    2006-04-18
  • S63 Uniform Securities Agent State Law Examination
    2003-12-22

View on SEC IAPD

Other Firms

CITIGROUP GLOBAL MARKETS INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TRANSAMERICA FINANCIAL ADVISORS, LLC
PERENNIAL FINANCIAL SERVICES
WELLS FARGO CLEARING SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
EDWARD JONES

Other Investors

EDWIN VAN ES
GABRIEL MARTIN
Blal Said
ELIJAH GRANT GOBLE
CHARLOTTE HUANG
WILLIAM ARTHUR OSLAND
JEFFERY GR GOBLE
GIESELLA ANNE EARLEY

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Fountain Valley, CA
CITIGROUP GLOBAL MARKETS INC. · Fountain Valley, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOUNTAIN VALLEY, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Fountain Valley, CA
PERENNIAL FINANCIAL SERVICES · Fountain Valley, CA
WELLS FARGO CLEARING SERVICES, LLC · FOUNTAIN VALLEY, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fountain Valley, CA
LPL FINANCIAL LLC · FOUNTAIN VALLEY, CA

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