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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-19 |
| MO | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
Branch Locations
12935 North Forty Drive Suite 210, St. Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | St Louis | MO | 07/2003 | Present |
| Oneamerica Securities | St Louis | MO | 08/2003 | 03/2017 |
| Questar Capital Corporation | Minneapolis | MN | 03/2017 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 03/2017 | 03/2019 |
| Woodbury Financial Services, Inc. | St. Louis | MO | 03/2019 | 01/2024 |
| Woodbury Financial Services, Inc. | St. Louis | MO | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | St. Louis | MO | 01/2024 | Present |
1) SA & J HOME SOLUTIONS POSITION: Silent Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/08/2019 ADDRESS: 305 Emerald Estates Ct, St. Charles MO 63304, United States DESCRIPTION: Wholesaling, rehabbing real estate properties. Eventually rental properties down the road. I am partnering with my wife and brother. They will be spending the time investment for the properties and I will provide the capital investment with very little time investment. 2) GATEWAY CAPITAL ADVISORS LLC POSITION: Insurance Agent/Managing Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2019 ADDRESS: 12935 N. Forty Dr. Suite 210, St. Louis MO 63141, United States DESCRIPTION: Sales of Fixed Annuities, disability, Life and Long term care. 3) EXECUTIVE WEALTH ADVISORS LLC POSITION: Managing Partner/Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/02/2017 ADDRESS: 12935 North Forty Drive, Suite 210, St Louis MO 63141, United States DESCRIPTION: Sales of fixed annuities, disability insurance, life and Long Term Care insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-23 |
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