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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-12-05
OH RA APPROVED 2006-12-04
  • TX RA
    APPROVED_RES
    Since 2006-12-05
  • OH RA
    APPROVED
    Since 2006-12-04

Branch Locations

159 Crocker Park Blvd, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cleveland OH 11/2006 Present
Bank Of America, Na Cleveland OH 12/2009 Present
Previous Registrations
  • 2004-04-12 → 2006-12-08
    Keybanc Capital Markets Inc.
    Brooklyn, OH
    Brooklyn, OH
Other Businesses

I*3756276 Entity Type: N/A Name of OBA: L W Address: Westlake, Ohio, 44145 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/10/2026 Number of Hours: 2, Yearly Number of Hours during trading: 2, Yearly Duties: Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-09
  • S66 Uniform Combined State Law Examination
    2003-09-09

View on SEC IAPD

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