Gonzalo Rufatt

Current Employers

Employment History

• 03/2010 → Present
  Lpl Financial, Llc
  Santa Fe, NM
• 11/2013 → 12/2021
  Financial Partners, Llc (Formely: New Mexico Financial Partners)
  Santa Fe, NM
• 01/2022 → Present
  Altamira Financial Group, Llc
  Santa Fe, NM

Previous Registrations

• 2014-03-31 → 2022-01-03
  Financial Partners, Llc
  Santa Fe, NM
• 2009-06-01 → 2010-03-05
  Morgan Stanley
  Santa Fe, NM
  Santa Fe, NM
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Santa Fe, NM
  Santa Fe, NM
• 2006-11-13 → 2007-04-02
  Morgan Stanley Dw Inc.
  Santa Fe, NM
• 2005-10-06 → 2006-11-17
  Citigroup Global Markets Inc.
  Santa Fe, NM
  Santa Fe, NM
• 2003-10-14 → 2004-09-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Fe, NM

Other Businesses

1. 1/12/2017: No Business Name - Investment Related - Santa Fe, NM - Real Estate Rental - Started 10/01/2006 - 3 Hours Per Month/0 Hours During Securities Trading. 2. 1/19/2022 - Altamira Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/06/2022 - 160 Hours Per Month During Securities Trading. 3. 1/25/2022 - Altamira Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/06/2022 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through Altamira Financial Group, LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2003-09-29

Designations