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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-11-13
MA RA APPROVED 2013-11-01
  • NC RA
    APPROVED
    Since 2019-11-13
  • MA RA
    APPROVED
    Since 2013-11-01

Branch Locations

500 Edgewater Drive, 511A, Wakefield, MA 01880 • United States

Hillsborough, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 10/2013 Present
Previous Registrations
Other Businesses

1. Owner, Michael Krisko, Inc., receiving assets for securities and insurance business; Conducted at branch location; Investment related. 2. Fixed Insurance Sales; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-28
  • S66 Uniform Combined State Law Examination
    2003-10-28
Designations

View on SEC IAPD

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