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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-01 |
Branch Locations
697 Hannah St, Suite F, Traverse City, MI 49686 • United States
1925 Coral Lane, Traverse City, MI 49686 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Traverse City | MI | 08/2003 | Present |
1. INVOLVEMENT WITH FLAHERTY & WARREN, PC / TAX PREPARATION AND OTHER ACCOUNTING FUNCTIONS FOR CLIENTS / TRAVERSE CITY, MI / APPROVED DECEMBER 31, 2003
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-05 |
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