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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-01
KS RA APPROVED 2011-08-19
  • TX RA
    APPROVED_RES
    Since 2019-12-01
  • KS RA
    APPROVED
    Since 2011-08-19

Branch Locations

114 West Walnut Street, Salina, KS 67401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Salina KS 07/2011 Present
Raymond James Financial Services Advisors Inc. Salina KS 08/2011 Present
Previous Registrations
Other Businesses

(1) Name of Business: Hampton Address: 114 W Walnut St, Salina, KS, 67401, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 05/07/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The E.S. Hampton Trust is my deceased father's irrevocable trust. Sid Reitz is an outside trustee and my mother Nancy Hampton and I both serve as trustees as well. (2) Name of Business: Hampton Financial, LLC Address: 114 W Walnut St, Salina, KS, 67401-2814, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - CEO Investment Related: No Start Date: 07/29/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor and owner of independent branch at RJFS. (3) Name of Business: Hampton Nancy Address: 114 W. Walnut St., Salina, KS, Salina, KS, 67401, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Family Trust. (4) Name of Business: NA Address: 114 W Walnut St, Salina, KS 67401, Salina, KS, 67401, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/11/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-18
  • S66 Uniform Combined State Law Examination
    2003-09-18

View on SEC IAPD

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