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34 Water Street Unit 2A, Mystic, CT 06355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-01-04 |
Branch Locations
60 Carolina Place, Greenwich, CT 06831 • United States
34 Water Street Unit 2A, Mystic, CT 06355 • United States
Swan Court, 11 Worple Road Unit 109, London SW19 4JS • United Kingdom
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-12 |
| LA | RA | APPROVED | 2017-12-04 |
| FL | RA | APPROVED | 2017-09-18 |
Branch Locations
Swan Court, 11 Worple Road Unit 109, London SW19 4JS • United Kingdom
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dunhill Financial, Ltd, | London | 09/2019 | Present | |
| Concert Wealth Management, Inc | San Jose | CA | 04/2013 | 11/2016 |
| Lansdowne Wealth Management, Llc | London | 12/2021 | Present | |
| N/A | London | 11/2016 | 12/2021 | |
| Bfmi & Bfmcl | Limassol | 12/2019 | 11/2025 | |
| American Citizens Abroad Inc. | Washington | DC | 11/2017 | 01/2025 |
| Dunhill Financial Llc | London | 11/2011 | Present |
1) Dunhill Financial Ltd; Foreign Registered Investment Adviser; London, E14 5RE, United Kingdom; 2) Secretary of Adrian Leeds Group: 08/2020; 1 hour per month during trading hours 3) Board member of the American Club of Brussels and the Sharkey Foundation 4) Member Forbes Finance Council. Forbes Finance Council is a vetted professional networking community for senior-level finance executives; 11/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-21 |
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