Maria Therese Whittle

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-03-02
CA	RA	APPROVED	2019-02-18

TX RA
APPROVED

Since 2020-03-02
CA RA
APPROVED

Since 2019-02-18

Branch Locations

310 Hemsted Drive Suite 100, Redding, CA 96002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Redding	CA	04/2015	Present

04/2015 → Present

Morgan Stanley

Redding, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-02-16
S63	Uniform Securities Agent State Law Examination	2011-03-11

S65 Uniform Investment Adviser Law Examination

2019-02-16
S63 Uniform Securities Agent State Law Examination

2011-03-11

Other Names

Maria Millen
Maria Therese Millen

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

THRIVENT INVESTMENT MANAGEMENT INC.

RUBICON ADVISORS

THE AMERIFLEX GROUP

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WOVEN CAPITAL, LLC

Other Investors

JASON ROBERT WAYBRIGHT

ANDREW DAVID FREIBERG

JOHN STUART WINN

LEWIS GEORGE CHAMBERLAIN

BRANDY LYNN BAILEY

JASON MICHAEL RICHART

Joseph Eugene Schmitz

Jeremy Malcom Buranis

Other Offices

LPL FINANCIAL LLC · REDDING, CA

THRIVENT INVESTMENT MANAGEMENT INC. · Redding, CA

RUBICON ADVISORS · Redding, CA

THE AMERIFLEX GROUP · Redding, CA

WELLS FARGO CLEARING SERVICES, LLC · REDDING, CA

LPL FINANCIAL LLC · REDDING, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · REDDING, CA

LPL FINANCIAL LLC · Redding, CA

More in Redding, CA

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