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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-12
  • OH RA
    APPROVED
    Since 2024-11-12

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Dublin, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 06/2016 09/2020
Ubs Financial Services Inc. Upper Arlington OH 09/2020 07/2024
Empower Financial Services, Inc Greenwood Village CO 10/2024 Present
  • 06/2016 → 09/2020
    Pnc Investments
    Pittsburgh, PA
  • 09/2020 → 07/2024
    Upper Arlington, OH
  • 10/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
  • 2020-09-15 → 2024-06-04
    Columbus, OH
  • 2016-06-28 → 2020-04-01
    Westerville, OH
    Columbus, OH
    Westerville, OH
    Hilliard, OH
    Hilliard, OH
    New Albany, OH
    New Albany, OH
    Gahanna, OH
  • 2009-09-10 → 2016-05-09
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Powell, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
  • 2008-08-11 → 2009-08-31
    Dublin, OH
    Dublin, OH
  • 2003-10-16 → 2004-09-30
    A. G. Edwards & Sons, Inc.
    Dublin, OH
Other Businesses

TCC2, LLC / Partnership / I created TCC 2, LLC as a real estate holding corporation for my children. My intent is to eventually put investment property in it that I will inherit and my heirs will inherit. I have not put any property in it to date. However, my plan is to eventually do so but that plan has not been initiated yet / Partner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-15
  • S66 Uniform Combined State Law Examination
    2003-10-15
Other Names
  • Terry Lejuane Carter
  • Teron Lejuane Carter
  • Teron Lejuane Carter
  • Teron Lejuane Carter
  • Terry Carter

View on SEC IAPD

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