Ralph Michael Phillips

Current Employers

Employment History

• 01/2003 → Present
  Davis, Mascola And Phillips
  Tolland, CT
• 03/2006 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Previous Registrations

• 2013-03-12 → 2024-12-31
  Rmp Investments, Llc
  Vernon, CT
• 2006-03-08 → 2013-02-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Hartford, CT
  New York, NY
• 2005-04-29 → 2006-03-08
  Advest, Inc.
  Farmington, CT
• 2003-12-02 → 2005-04-21
  Mony Securities Corporation
  Berlin, CT
• 2003-08-29 → 2003-12-02
  Trusted Securities Advisors Corp.
  Berlin, CT

Other Businesses

HUSKES, PRIOR & PHILLIPS, LLC 933 HARTFORD TPKE, VERNON CT 06066 CERTIFIED PUBLIC ACCOUNTANTS PARTNER AVERAGE 140 HRS A MONTH MARCIA WOOLWORTH PORTER QPRT TRUSTS TRUSTEE FOR MRS PORTER'S CHILDREN & LEGACY. AVERAGE 10 HOURS A MONTH WOOLWORTH DEVELOPMENT & INVESTMENT, LLC FAMILY LLC, MANAGER MAINTAIN RECORDS, CHOOSE FINHANCIAL MANAGERS AVERAGE 3 HOURS PER MONTH

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-08-27
• S65 Uniform Investment Adviser Law Examination
  2001-12-10