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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2020-02-03
  • PR RA
    APPROVED
    Since 2020-02-03

Branch Locations

250 Munoz Rivera Avenue, San Juan, PR 00918 • United States

San Juan, PR • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Juan PR 08/2003 Present
Other Businesses

1) Escondida PR Investments LLC / Cond. Bristol Apt 7A 1052 Ashford Ave. PR,San Juan / Other/ Banking (Retail, Investment, Merchant)/ PR Investments / Proprietor / owner / Involved in Investment advise / Start Date 4/21/2016 Limited Liability /// 2) NAME OF OTHER BUSINESS: FLJ LLC / INVESTMENT RELATED?: Y / ADDRESS: 550 Ave. de la Constitucion Apt 1510, Puerto Rico / NATURE OF THE BUSINESS: Personal Holding Company / POSITION: Sole proprietorship / DUTIES: Personal Investments/ START DATE: 10/18/2022 / HOURS DEVOTED TO BUSINESS: NA /// 3) F&R REALTY LLC; Urb Ocan Park, San Juan, Puerto Rico 00911; LLC; Real Estate; Purchase house to rent via Airbnb; Proprietor / owner; 50% owner of the real estate property; Start date: 3/14/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-01
  • S66 Uniform Combined State Law Examination
    2004-03-01
Other Names
  • Federico Lopez
  • Federico Andres Lopez

View on SEC IAPD

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