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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| UT | RA | APPROVED | 2002-09-24 |
Branch Locations
4525 South Wasatch Blvd. Suite 250, Salt Lake City, UT 84124 • United States
Midway, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 09/2002 | Present |
1. Member, Sterling Financial Group, a private entity established to facilitate securities business; Conducted at branch location; Investment related. 2. Fixed insurance product sales, as an Agent; Conducted at branch location; Investment related. 3. President and Owner, JSH Consulting, Inc., a private entity created to facilitate securities business; Conducted at branch location; Investment related. 4. Real Estate Agent, JSH Consulting, Inc.; Not conducted at branch location; Investment related. 5. Owner, Horner Acquisitions, LLC, previously used entity for managing rental property; Not conducted at branch location; Investment related. 6. Member and Co-Owner, River Bottoms Ranch Midway, LLC, a private entity used to own and manage farmland and barn real estate; Not conducted at branch location; Investment related. 7. Member and Co-Owner, River Bottoms Ranch, LLC, a private entity established to manage and operate a private barn and farmland property; As of 10/01/2018; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Investment related. 8. President of Family Office Consulting business, JSH Consulting Inc.; as of 10/01/21; Approximately 40% time spent during business hours; Conducted at branch location; Not investment related. 9. Co-owner, River Bottoms Ranch Family, LLC, an entity created for the purpose of buying & managing real estate in Midway, UT; as of 1/01/2022; Less than 1% of time spent during business hours; Not conducted at branch; Investment related. 10. Co-owner, Featherly, LLC; Owning a boat; Located in Salt Lake City, UT 84124; as of 03/27/2025; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 11. Co-owner, 7L Family, LLC; an entity created for the purpose of buying and managing land in Midway, UT 84049, as of 06/02/2025; o% of time spent during business hours; Not conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-01-18 |
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