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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-02-13
  • FL RA
    APPROVED
    Since 2013-02-13

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 02/2013 Present
Previous Registrations
  • 2007-03-15 → 2013-02-13
    Morgan Keegan & Company, Llc
    St. Petersburg, FL
    Memphis, TN
    Birmingham, AL
  • 2005-08-15 → 2007-03-15
    Amsouth Investment Management Company Llc
    Birmingham, AL
Other Businesses

(1)Name of Business: Friends of Raymond James Address: 880 Carillon Parkway, Saint Petersburg, FL, 33716, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 02/11/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist in maintain financial records; deposit funds; write checks

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-26
  • S66 Uniform Combined State Law Examination
    2004-02-26

View on SEC IAPD

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