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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-04 |
| WA | RA | APPROVED | 2021-12-09 |
Branch Locations
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
2615 Bridgeport Way W, University Place, WA 98466 • United States
2624 N Pearl St, Tacoma, WA 98407 • United States
4111 S Steele St, Tacoma, WA 98409 • United States
3607 6Th Ave, Tacoma, WA 98406 • United States
5245 Pacific Ave, Tacoma, WA 98408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Gig Harbor | WA | 12/2010 | 12/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 12/2021 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-13 |
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