Katie Elizabeth Moore

Employer firm

Finivi Inc. CRD 292329

$308M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• CONSULTING ON OTHER INVESTMENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 03/2018
  Signator Investors, Inc.
  Westborough, MA
• 03/2018 → Present
  Aspencross Wealth Management, Inc.
  Westborough, MA
• 07/2016 → 03/2018
  Signator Investors, Inc.
  Westborough, MA
• 03/2018 → 03/2020
  Triad Advisors
  Norcross, GA

Previous Registrations

• 2016-07-26 → 2018-03-14
  Signator Investors, Inc.
  Westborough, MA

Other Businesses

1)Finivi,Inc.;investment related;1400 Computer Drive,Westborough,MA 01581;registered investment advisor,insurance brokerage;IAR,financial planner;10/16/2018;120 hrs/month;6 hrs during trading;provide investment advice,financial planning & consulting,insurance broker-fixed insurance products,life,disability,ltc,etc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-11-29
• S63 Uniform Securities Agent State Law Examination
  2012-09-12

Other Names

• Katie Elizabeth Moore
• Katie Elizabeth Stuit
• Katie Elizabeth Moore
• Katie Elizabeth Stuit Moore