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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-06-13
  • CO RA
    APPROVED
    Since 2025-06-13

Branch Locations

5299 Dtc Blvd #800, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Capital Inc Denver CO 02/2014 05/2018
Transamerica Financial Advisors, Inc Greenwood Village CO 09/2018 05/2019
World Financial Group, Inc. Greenwood Village CO 08/2018 05/2019
Transamerica Life Insurance Denver CO 05/2014 05/2018
The Anchor Llc Denver CO 02/2016 Present
Fidelity Brokerage Services Llc Greenwood Village CO 06/2019 08/2019
Victory Capital Greenwood Village CO 09/2019 06/2023
Cetera Advisor Networks Llc El Segundo CA 03/2024 05/2025
Cetera Advisors Llc Greenwood Village CO 03/2024 05/2025
Cetera Investment Services Llc St Cloud MN 03/2024 Present
Cetera Financial Specialists Llc Schaumberg IL 03/2024 05/2025
  • 02/2014 → 05/2018
    Transamerica Capital Inc
    Denver, CO
  • 09/2018 → 05/2019
    Transamerica Financial Advisors, Inc
    Greenwood Village, CO
  • 08/2018 → 05/2019
    World Financial Group, Inc.
    Greenwood Village, CO
  • 05/2014 → 05/2018
    Transamerica Life Insurance
    Denver, CO
  • 02/2016 → Present
    The Anchor Llc
    Denver, CO
  • 06/2019 → 08/2019
    Fidelity Brokerage Services Llc
    Greenwood Village, CO
  • 09/2019 → 06/2023
    Victory Capital
    Greenwood Village, CO
  • 03/2024 → 05/2025
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 03/2024 → 05/2025
    Cetera Advisors Llc
    Greenwood Village, CO
  • 03/2024 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2024 → 05/2025
    Cetera Financial Specialists Llc
    Schaumberg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: THE ANCHOR LLC INVESTMENT RELATED: NO ADDRESS: DENVER, CO 80223 NATURE OF BUSINESS: PERFORMING MUSIC GROUP START DATE: 1/2016 POSITION/TITLE/RELATIONSHIP: PRESIDENT, LEAD GUITARIST AND SONGWRITER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: LIVE PERFORMANCE, RECORDING, MERCHANDISE SALES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-11
S63 Uniform Securities Agent State Law Examination 2008-12-17
  • S65 Uniform Investment Adviser Law Examination
    2025-06-11
  • S63 Uniform Securities Agent State Law Examination
    2008-12-17
Other Names
  • Ryan C. Miller
  • Ryan Christopher Miller
  • Ryan C Miller

View on SEC IAPD

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