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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-06-13 |
Branch Locations
5299 Dtc Blvd #800, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Capital Inc | Denver | CO | 02/2014 | 05/2018 |
| Transamerica Financial Advisors, Inc | Greenwood Village | CO | 09/2018 | 05/2019 |
| World Financial Group, Inc. | Greenwood Village | CO | 08/2018 | 05/2019 |
| Transamerica Life Insurance | Denver | CO | 05/2014 | 05/2018 |
| The Anchor Llc | Denver | CO | 02/2016 | Present |
| Fidelity Brokerage Services Llc | Greenwood Village | CO | 06/2019 | 08/2019 |
| Victory Capital | Greenwood Village | CO | 09/2019 | 06/2023 |
| Cetera Advisor Networks Llc | El Segundo | CA | 03/2024 | 05/2025 |
| Cetera Advisors Llc | Greenwood Village | CO | 03/2024 | 05/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 03/2024 | Present |
| Cetera Financial Specialists Llc | Schaumberg | IL | 03/2024 | 05/2025 |
1. NAME OF OTHER BUSINESS: THE ANCHOR LLC INVESTMENT RELATED: NO ADDRESS: DENVER, CO 80223 NATURE OF BUSINESS: PERFORMING MUSIC GROUP START DATE: 1/2016 POSITION/TITLE/RELATIONSHIP: PRESIDENT, LEAD GUITARIST AND SONGWRITER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: LIVE PERFORMANCE, RECORDING, MERCHANDISE SALES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-17 |
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