Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-01-26
  • MO RA
    APPROVED
    Since 2024-01-26

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Louis MO 11/2016 02/2022
Wells Fargo Bank St. Louis MO 02/2022 01/2024
Wells Fargo Clearing Services St. Louis MO 01/2024 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Saint Louis, MO
  • 11/2016 → 02/2022
    Saint Louis, MO
  • 02/2022 → 01/2024
    Wells Fargo Bank
    St. Louis, MO
  • 01/2024 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
Previous Registrations
Other Businesses

GSAM LLC; NOT INVESTMENT RELATED; CHESTERFIELD,MO; 100% OWNERSHIP; START DATE 12/17/2018; NUMBER OF HOURS PER MONTH 3; NUMBER OF HOURS DURING TRADING 0; OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-27
  • S66 Uniform Combined State Law Examination
    2003-10-27

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St. Louis, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor