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Inactive

Autumn C Soltysiak

Hemming& Wealth Management, Inc.

Traverse City, MI

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Current Employers
Hemming& Wealth Management, Inc.

600 E. Front Street Suite 201, Traverse City, MI 49686 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-02
  • MI RA
    APPROVED
    Since 2025-01-02

Branch Locations

600 E. Front Street Suite 201, Traverse City, MI 49686 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Traverse City MI 01/2015 04/2019
Hemming& Wealth Management, Inc. Traverse City MI 05/2019 Present
Previous Registrations
  • 2015-01-07 → 2019-05-06
    Osaic Services, Inc.
    Traverse City, MI
  • 2013-03-21 → 2015-01-05
    Osaic Fa, Inc.
    Traverse City, MI
  • 2010-09-24 → 2013-01-02
    Wells Fargo Clearing Services, Llc
    Traverse City, MI
Other Businesses

1. Insurance Sales; same address; 600 E. Front Street, Suite 201, Traverse City MI 49686; Approximately 10% of time during the month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-19
  • S66 Uniform Combined State Law Examination
    2003-09-19
Designations
Other Names
  • Autumn Chalker

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
UP NORTH FINANCIAL, LLC
CHARLES SCHWAB & CO., INC.
REHMANN WEALTH
G. A. REPPLE & COMPANY
INDEPENDENT WEALTH MANAGEMENT, LLC
CHERRY TREE WEALTH MANAGEMENT, LLC
PFS INVESTMENTS INC.

Other Investors

DEBORAH ANN ALICE
Kevin Edwin Dunklow
BUZ EDWARD ZAMARRON
JONATHAN B. RICKS
STEVEN AUSTIN YENSHAW
TERRY LEE FROEBER
ROBERT JOSEPH FENTON
BARBARA SUE SHELLMAN

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · TRAVERSE CITY, MI
UP NORTH FINANCIAL, LLC · TRAVERSE CITY, MI
CHARLES SCHWAB & CO., INC. · Traverse City, MI
REHMANN WEALTH · TRAVERSE CITY, MI
G. A. REPPLE & COMPANY · Traverse City, MI
INDEPENDENT WEALTH MANAGEMENT, LLC · TRAVERSE CITY, MI
CHERRY TREE WEALTH MANAGEMENT, LLC · Traverse City, MI
PFS INVESTMENTS INC. · TRAVERSE CITY, MI

More in Traverse City, MI

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