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Susan A Peggs

Ameriprise Financial Services, LLC

Greenwood Village, CO

Milton, PA

CRD 4684221

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-04
PA RA APPROVED 2016-12-20
CO RA APPROVED 2005-10-28
  • TX RA
    APPROVED_RES
    Since 2022-01-04
  • PA RA
    APPROVED
    Since 2016-12-20
  • CO RA
    APPROVED
    Since 2005-10-28

Branch Locations

7335 E Orchard Rd, Greenwood Village, CO 80111-2582 • United States

Milton, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pittston PA 04/2003 03/2020
Ameriprise Financial Services, Llc Englewood CO 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-27
  • S66 Uniform Combined State Law Examination
    2005-10-27
Other Names
  • Susan A Peggs

View on SEC IAPD

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Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
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Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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