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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2003-10-08
  • KY RA
    APPROVED
    Since 2003-10-08

Branch Locations

12700 Townepark Way Ste 100, Louisville, KY 40243 • United States

Prospect, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Louisville KY 09/2005 03/2020
Ameriprise Financial Services, Llc Louisville KY 03/2020 Present
Other Businesses

Business Ownership; Treworlas LLC; Owner; Simply an LLC to separate my franchise business revenue and expenses from personal, but have not done so yet.; 7906 Farm Spring Drive, , Prospect, KY, 40059; Investment-Related; 09/10/2024; 0 hours per month; 0 during trading hours. Board of Directors; Christ Church United Methodist; Council Member- Staff-Parish Relations; 4614 Brownsboro Road, , Louisville, KY, 40207; Not Investment-Related; 08/11/2025; 1 to 9 hours per month; 1 to 9 during trading hours / University of Kentucky Alumni Association of Greater Louisville; President & Voting Board Member; PO Box 6838, , Louisville, KY, 40206; Not Investment-Related; 07/15/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-06
  • S66 Uniform Combined State Law Examination
    2003-10-06

View on SEC IAPD

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