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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-10-25 |
Branch Locations
1420 Chapman Ave., Orange, CA 92866 • United States
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Organe | CA | 04/2009 | 10/2017 |
| Royal Alliance | Orange | CA | 10/2017 | Present |
1. AE SIL PROPERTIES, LLC - NO - 345 VALVERDE AVE BREA CA 92821 - PROPERTY LEASING - PARTNER - 09/10 - 4/0 HRS P/MO - FACILITATE MANAGMENT OF PROPERTY. 2. Jeromy Park, 1420 E CHAPMAN AVE ORANGE CA 92866, Insurance Agent, 4/30/2009, 10 hours total, 0 during trading hours, Fixed Insurance (Life & Health). 3. NWF ADVISORY SERVICES INC POSITION: Investment Adviser Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/15/2017 ADDRESS: 1420 E. Chapman Ave., Orange CA 92866, United States DESCRIPTION: Help manage and monitor client investments and accounts, work with clients to ensure investments are in line with their stated objectives, and do periodic reviews with clients. 4. ARTISANCAP DBA POSITION: Financial Advisor NATURE: Artisancap is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/09/2025 ADDRESS: 1420 East Chapman Ave., Orange CA 92866, United States DESCRIPTION: I am a Financial Advisor, helping clients invest towards their financial goals. I help clients establish and/or implement their financial plans, and for some clients I also actively manage their plans as well.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-16 |
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