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Current Employers
Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-10-25
  • CA RA
    APPROVED
    Since 2017-10-25

Branch Locations

1420 Chapman Ave., Orange, CA 92866 • United States

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Organe CA 04/2009 10/2017
Royal Alliance Orange CA 10/2017 Present
  • 04/2009 → 10/2017
    National Planning Corporation
    Organe, CA
  • 10/2017 → Present
    Royal Alliance
    Orange, CA
Previous Registrations
  • 2009-05-01 → 2017-10-25
    National Planning Corporation
    Huntington Beach, CA
    Orange, CA
  • 2006-01-13 → 2009-05-04
    Orange, CA
    Orange, CA
Other Businesses

1. AE SIL PROPERTIES, LLC - NO - 345 VALVERDE AVE BREA CA 92821 - PROPERTY LEASING - PARTNER - 09/10 - 4/0 HRS P/MO - FACILITATE MANAGMENT OF PROPERTY. 2. Jeromy Park, 1420 E CHAPMAN AVE ORANGE CA 92866, Insurance Agent, 4/30/2009, 10 hours total, 0 during trading hours, Fixed Insurance (Life & Health). 3. NWF ADVISORY SERVICES INC POSITION: Investment Adviser Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/15/2017 ADDRESS: 1420 E. Chapman Ave., Orange CA 92866, United States DESCRIPTION: Help manage and monitor client investments and accounts, work with clients to ensure investments are in line with their stated objectives, and do periodic reviews with clients. 4. ARTISANCAP DBA POSITION: Financial Advisor NATURE: Artisancap is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/09/2025 ADDRESS: 1420 East Chapman Ave., Orange CA 92866, United States DESCRIPTION: I am a Financial Advisor, helping clients invest towards their financial goals. I help clients establish and/or implement their financial plans, and for some clients I also actively manage their plans as well.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-13
S63 Uniform Securities Agent State Law Examination 2003-07-16
  • S65 Uniform Investment Adviser Law Examination
    2005-12-13
  • S63 Uniform Securities Agent State Law Examination
    2003-07-16
Other Names
  • Jeremy Andrew Park

View on SEC IAPD

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