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Current Employers
Hbw Advisory Services Llc

2655 1St Street Suite 250, Simi Valley, CA 93065 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-09-27
  • CA RA
    APPROVED
    Since 2018-09-27

Branch Locations

2655 1St Street Suite 250, Simi Valley, CA 93065 • United States

3017 Douglas Blvd Ste 100, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steel Peak Wealth Management, Llc Woodland Hills CA 03/2016 09/2018
Hbw Advisory Services Llc Roseville CA 09/2018 Present
  • 03/2016 → 09/2018
    Steel Peak Wealth Management, Llc
    Woodland Hills, CA
  • 09/2018 → Present
    Roseville, CA
Previous Registrations
  • 2016-03-17 → 2018-10-08
    Roseville, CA
    Los Angeles, CA
  • 2014-02-04 → 2016-11-24
    Verus Capital Advisors
    Roseville, CA
  • 2013-04-01 → 2014-05-06
    Global Financial Private Capital, Inc.
    Roseville, CA
    Sarasota, FL
Other Businesses

I AM AN INSURANCE ADVISOR WITH INCOME PLANNING ASSOCIATES. I HAVE ANNUITIES AND INSURANCE PRODUCTS THAT I RECOMMEND AND USE FOR PLANNING PURPOSES. THESE ARE COMMISSION BASED PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-02
S63 Uniform Securities Agent State Law Examination 2003-09-19
  • S65 Uniform Investment Adviser Law Examination
    2013-03-02
  • S63 Uniform Securities Agent State Law Examination
    2003-09-19

View on SEC IAPD

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