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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-10 |
| WA | RA | APPROVED | 2006-12-09 |
Branch Locations
155 Ne 100Th Street Suite 301, Seattle, WA 98125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Bellevue | WA | 07/2003 | Present |
| Nylife Securiites | Seattle | WA | 07/2003 | Present |
| Bond Financial, Pllc | Seattle | WA | 10/2007 | Present |
| Eagle Strategies Llc | Seattle | WA | 12/2006 | Present |
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 1809 7TH AVE, SUITE 708, SEATTLE, WA 98101; START DATE: 09/2007; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 4 HOURS PER MONTH;DBA BOND FINANCIAL, PLLC] [NYLARC HOLDING COMPANY INC.; 2999 NORTH 44TH STREET, SUITE 550 PHOENIX, AZ 85018; START DATE 10/2014; ROLE/TITLE: SHAREHOLDER; INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Transforming Age; Board member for Transforming Age. A network of services and partnerships dedicated to transforming the perception of age and enhancing the lives of older adults.; 915 118th Avenue SE, Suite 110 Bellevue, WA 98005; Start Date 07/2017; Role/Title: Board Member; Not Investment Related; 5 hours per month; 3.5 hours per month during securities trading hours; member of their board of directors] [Full Life Care; 4712 35th Avenue South Seattle, WA 98118; Start Date 01/2011; Role/Title: Volunteer; Not Investment Related; 6 hours per month; 1 hours per month during securities trading hours] [Lakeside Middle School ; Basketball Coach for Lakeside middle school girls; 13510 1st Ave NE, Seattle, WA 98125; Start Date 11/2022; Role/Title: Basketball Coach; Not Investment Related; 15 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-02 |
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