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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-10
WA RA APPROVED 2006-12-09
  • TX RA
    APPROVED_RES
    Since 2019-06-10
  • WA RA
    APPROVED
    Since 2006-12-09

Branch Locations

155 Ne 100Th Street Suite 301, Seattle, WA 98125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Bellevue WA 07/2003 Present
Nylife Securiites Seattle WA 07/2003 Present
Bond Financial, Pllc Seattle WA 10/2007 Present
Eagle Strategies Llc Seattle WA 12/2006 Present
  • 07/2003 → Present
    New York Life Insurance Co
    Bellevue, WA
  • 07/2003 → Present
    Nylife Securiites
    Seattle , WA
  • 10/2007 → Present
    Bond Financial, Pllc
    Seattle, WA
  • 12/2006 → Present
    Seattle, WA
Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 1809 7TH AVE, SUITE 708, SEATTLE, WA 98101; START DATE: 09/2007; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 4 HOURS PER MONTH;DBA BOND FINANCIAL, PLLC] [NYLARC HOLDING COMPANY INC.; 2999 NORTH 44TH STREET, SUITE 550 PHOENIX, AZ 85018; START DATE 10/2014; ROLE/TITLE: SHAREHOLDER; INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Transforming Age; Board member for Transforming Age. A network of services and partnerships dedicated to transforming the perception of age and enhancing the lives of older adults.; 915 118th Avenue SE, Suite 110 Bellevue, WA 98005; Start Date 07/2017; Role/Title: Board Member; Not Investment Related; 5 hours per month; 3.5 hours per month during securities trading hours; member of their board of directors] [Full Life Care; 4712 35th Avenue South Seattle, WA 98118; Start Date 01/2011; Role/Title: Volunteer; Not Investment Related; 6 hours per month; 1 hours per month during securities trading hours] [Lakeside Middle School ; Basketball Coach for Lakeside middle school girls; 13510 1st Ave NE, Seattle, WA 98125; Start Date 11/2022; Role/Title: Basketball Coach; Not Investment Related; 15 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-05
S63 Uniform Securities Agent State Law Examination 2003-09-02
  • S65 Uniform Investment Adviser Law Examination
    2006-12-05
  • S63 Uniform Securities Agent State Law Examination
    2003-09-02

View on SEC IAPD

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